TF Global Markets Ltd - Money Laundering / AML Policy

TF Global Markets Ltd collects and verifies the personal identification data of our account holders, while logging and tracking itemized statements of all the transactions that are carried out by our clients. Prior to opening an account with TF Global Markets Ltd a valid form of government-issued identification (Driver's License, State ID, or Passport), a proof of residence, and bank account information is required, along with your completed account application. Additionally, TF Global Markets Ltd tracks all suspicious transactions of our clients, and transactions executed under non-standard trading conditions.

• All TF Global Markets Ltd client funds are held in separate, segregated accounts that are designated only for client deposits and withdrawals.
• TF Global Markets Ltd monitors funding from various bank accounts outside of the account holder's home country.
• TF Global Markets Ltd performs its actions on the basis of the anti-money laundering framework set forth by the Financial Action Task Force.
• TF Global Markets Ltd neither accepts cash deposits nor disburses cash under any circumstances.
• TF Global Markets Ltd does not accept third-party deposits of any kind.
• TF Global Markets Ltd matches each deposit to the account name on file for that customer.
• TF Global Markets Ltd reserves the right to refuse processing a transaction at any stage where it believes the transaction to be connected in any way to money laundering or criminal activity. In accordance with international law, TF Global Markets Ltd is not obligated to inform the client if suspicious activity is reported to any corresponding regulatory or legal bodies.

Account Opening Procedures - We Get to Know Our Customers

Prior to opening an account, TF Global Markets Ltd shall document the identity, nature of business, income, source of assets, and investment objectives of each prospective customer.

While we welcome clients from all over the globe, governmental restrictions along with our company policies prohibit TF Global Markets Ltd from opening accounts originated from the following restricted and/or OFAC sanctioned countries:

Afghanistan	Guinea Conakry	Senegal
Botswana	Iran	Sierra Leone
Burma (Myanmar)	Iraq	Somalia
Cambodia	Kyrgyzstan	Syria
Cote d'Ivoire (Ivory Coast)	Lesotho	Tajikistan
Cuba	Liberia	Togo
Democratic Republic of Congo	Libya	Turkmenistan
Former Liberian Regime of Charles Taylor	Mali	Uzbekistan
Gambia	Niger	Yemen
Ghana	North Korea	Zimbabwe
Guinea Bissau	Pakistan

Account Opening Requirements and Framework:

Photo ID

- The following are acceptable forms of photo identification:

• A valid passport
• A valid government ID, such as a Driver's License or State ID
• A valid National Identity Card

*Please note that all photo IDs are verified through third-party compliance software.

Proof of Residence

- The following are acceptable forms of proof of residence:

• A utility or phone bill, or a bank statement
• All proof of residences must be current and not outdated by more than 180 days

Bank Account Requirements

• All TF Global Markets Ltd account holders MUST have a valid bank or credit card account in their name
• The bank statement should show their name and the same registered address as their application

No substitutions or modifications will be accepted to the above requirements, under no circumstances and the TF Global Markets Ltd Compliance department reserves the final determination regarding the validity of the documents.

Funds Withdrawal Procedures

The withdrawal process at TF Global Markets Ltd detailed below, is structured around strict guidelines to make sure that funds are securely sent back to their originating source.

• TF Global Markets Ltd customers must complete a SIGNED withdrawal request containing their correct account information.
• The withdrawal form is submitted to the TF Global Markets Ltd Accounting department for processing. The Accounting department confirms the account balance, verifies that there are no holds or withdrawal restrictions on the account, and then approves the withdrawal request, pending compliance approval.
• The TF Global Markets Ltd Compliance department reviews all withdrawal requests approved by the Accounting department, verifying the original funds are withdrawn via the same method of deposit and to the account holder on file. Compliance also examines the withdrawal request against the customer's deposit history to make sure there is no suspicious activity, and verifies the bank account on file.
• Withdrawal requests approved by the TF Global Markets Ltd Compliance department are sent back to the accounting department, and the funds are released to the client.
• In the event that a withdrawal is flagged for suspicious activity, the withdrawal is placed on hold, pending further investigation by TF Global Markets Ltd management staff.
• TF Global Markets Ltd Management partners with the Compliance department to see if further action needed and which, if any, relevant regulatory bodies need to be contacted.

Compliance Summary

The compliance procedures listed above are only brief synopsis of the high level guidelines observed by the TF Global Markets Ltd compliance team. A detailed copy of our compliance policy is available for qualified institutions, regulatory bodies, and related counterparts. For additional questions concerning TF Global Markets Ltd policies, please feel free to contact our Compliance department.